In the previous chapter, we had a look at how we can use rigorous, yoga-based processes, attitudes and inner gestures to make knowledge in the inner and subjective domains of psychology more detailed and reliable. In the beginning of this chapter, we had a look at the commonalities between the social processes that support knowledge generation in modern science and traditional yoga. In this section, we will look at the unique difficulties that psychology as an academic discipline is likely to encounter when it takes up yoga-based research in the inner and subjective domains.
One of the arguments that is perhaps most often brought up against the possibility of rigorous subjectivity as a valid research option is the notion of 'privileged access'. The idea is that each human being can have only access to his or her own consciousness. In other words, when I do objective research on some aspect of the outside physical reality, others can check my work because my data reside in the shared physical universe, while when I do subjective research inside my own consciousness, my data are only accessible to my own isolated self. This may sound at first sight plausible enough, both as an assumption and as a definite and final condemnation of the whole enterprise of yoga-based research in the inner domain, but neither the conclusion nor the assumption stands scrutiny. As we will see, 'privileged acces' is not as big an issue as it may seem at first sight, and that for three very different reasons.
The first reason is that the original assertion that consciousness is intrinsically private may not be as absolute as it may seem. Despite the limited funds available for research in parapsychology, the scientific evidence for telepathy is probably more solid than for almost anything else in psychology. There is, moreover, an enormous mass of anecdotal data about ordinary people becoming aware at a distance of what their close friends or relations go through. Within the Indian tradition, it is widely held that a guru who knows his own deeper self well is in a better position to know what happens in the consciousness of his disciples than they are themselves, and many therapists would concur. This ability to know what goes on in someone else's mind is moreover considered a sensitivity that can be trained and is likely to develop spontaneously as and when one cleans up one's own consciousness.1
The second reason is that, the other way around, the outer reality may not be as fully independent and shared as it may look at first sight. Two people who have the same ‘standard’ quality eyesight can both look at the same tree from the same physical position or at the same time, but not both. And even if they could do both, they would still have their own perceptions of the tree. We assume that the tree exists independently of the two perceivers, while inner states and processes exist — like beauty — only ‘in the eye of the beholder", but is this true? Could it not be that the degree to which outer and inner realities are independently real and shared, differs much less than people with a modern ‘scientific’ education think? Would we have remotely the same idea about the relative reality of physical & emotional things if our eyes were not sensitive to reflected light but to infrared radiation, or if we had no eyes at all but were capable of perfect empathy for the feelings of others? When two people share the same type of feeling, say gratitude, who is to tell whether that gratitude is less or more independently real or shared than the tree seen by two people? Could it not be that feelings, thoughts, images and attitudes have an existence that is as 'independent' in the inner worlds as that of the physical things and processes in the outer world?
While these first two arguments may come across as somewhat philosophical and hypothetical, the third argument is purely practical and holds even if these first two are rejected. The third argument is that even if it were true that others cannot have access to what happens inside someone's consciousness, this would, by itself, not pose any serious problem for subjective research because science is not interested in what happens in one particular person's consciousness; what science is interested in are generic processes. The standard scientific procedure to corroborate someone's findings is to have someone else reproduce similar results by using similar instruments and processes in similar circumstances. So, if in psychology someone makes an assertion about certain specific processes that according to his subjective judgment have happened in his own consciousness, all that is required is that someone else can reproduce similar processes in his consciousness. Whether what happens in the conciousness of those two people is private or public does not come into the picture at all. There are many checks and counter checks in science, but going back to someone else's raw data is not a major part of the routine. It is used only as last resort in case of serious doubts about research that can for some reason not be replicated, and it is possible only since computers keep permanent records of events. Until computers began to record instrumental results, all one could check were manually written laboratory notes, and those one can keep of inner as well as outer events. Whether what happens in our individual consciousness is private or not does not stand in the way of rigorous, scientific research.
Since we found that a state of pure consciousness is crucial if one wants to study what happens in one's own mind without any personal bias or preference, the next question that then arises is whether such a state of pure consciousness is actually achievable. The very possibility of pure consciousness has been doubted on theoretical grounds by authors like Steven Katz (1978), who argue that all experience is socially mediated, and, somewhat unexpectedly, by Carl Jung, who argues that all consciousness has to have an ego at its centre. The arguments of Katz have been countered, I think effectively, by Robert K.C. Forman (1990, 1998), who argued on the one hand that the whole idea of the inner exercise is to empty the consciousness of all content, whether culturally mediated or not, and on the other hand that there is no good reason to presume that none of the many authors who describe the state of pure consciousness had actually experienced it. The objection by Jung is at closer scrutiny not a logical argument at all, but a mix of an unfounded prior assumption and an acknowledgement of the limited range of states of consciousness that he had personally experienced, or rather, as H.G. Coward (1985) suggests, that he allowed himself to have.
Collectively, such theoretical arguments tend to get undone in due time by a growing collective experience, just as happened with the theories of the 19th century physicists who argued against the possibility of a 'horseless carriage' or a 'heavier than air aeroplane'. Their theoretical arguments were quietly forgotten once the first trains moved and the first planes flew. Just like the trains, airplanes and cell phones increase our faith in physics even if the science behind them is beyond us, in the inner domain too, acceptance comes when a certain critical mass is crossed so that even those who have no direct inner opening to the more sophisticated possibilities of yoga themselves, will begin to see that practices that have their origin in yoga-based research actually work. In India, this happened by the practical support people received from those who are perceived as having a yoga-based higher consciousness. And one can, in fact, quite well argue that something similar is beginning to happen in Europe with hathayoga. All over Europe, churches stand empty, while yoga studios thrive even in the remotest of villages.
A third objection against the use of pure consciousness as a research tool in psychology is that the process of withdrawal and becoming a pure witness involves serious changes to one's inner state, which makes it unfit to study the ordinary processes of the mind, which are far from silent and pure. It is often held that, as a consequence, this is not a good method to see how the ordinary human nature really works by itself. The answer to this objection runs on similar lines as the answer to the problem of privileged access; here also it is useful to consider the way research in physics is organized. Physics hasn't achieved its amazing mastery over electromagnetism, for example, by focusing exclusively on the spontaneous and complex manifestations of electricity and magnetism in nature. What science is interested in are, again, not the surface phenomena as such, but the underlying processes. So, one studies electromagnetism by making use of the little one knows, to create a piece of equipment that shows how electromagnetic forces work in some entirely artificial and constrained circumstances. From the results, one gains some further knowledge and mastery, and on this basis, one can construct two very different types of new things. One of them is to make things for use in the world outside the lab. These are the things that produce new questions (and the money to work on them). The other consists of more sophisticated laboratory instruments that can answer more complicated questions. In this fashion, one gradually builds up an increasingly sophisticated and comprehensive instrumentation, mastery, and knowledge. With all that new knowledge, one can then come back to natural processes like lightning or the magnetism of the earth, or produce things that change the world, like aeroplanes, cell phones and internet-based computing. Progress in Yoga takes place in an essentially similar fashion: with the little one knows about oneself, one tries to 'stand back' and watch oneself dispassionately. While doing this, one encounters various problems, and in one's attempts to overcome them, one learns more about one's own functioning, and so one slowly builds up an increasing clarity of inner perception and mastery over the subtle psychological processes that take place inside oneself. With that increasing inner clarity, one can then look in more detail at oneself and help others — whether one-to-one or in the form of contributions to the shared knowledge base of humanity. As the process continues, one's insight, self-mastery, and ability to help others, as well as our collective knowledge-base gradually increase.
A fourth objection one hears frequently is that reaching the state of a perfectly detached witness consciousness is not easy and that it would mean that doing research in psychology would only be for 'realised yogis'. There is some truth to this, but it is no reason to complain: physics and mathematics are not easy either.
Fortunately, it is not true that one can start doing meaningful yoga-based research only as a fully accomplished yogi. Useful research can start long before this. As each individual is at the same time unique and prototypal for a certain type of problems and possibilities, each individual has his or her own talents and difficulties to conquer, and as such, a unique area of research cut out for him or herself, something special that is in harmony with the peculiarities of one's svabhava and svadharma (one's soul-qualities and the law of one's individual being) as well as with the circumstance one lives in. And yet, because we are all connected, and because we are in so many ways built on similar plans, such individual findings will be of interest to at least some others. It is clear that spiritual giants like Sri Ramakrishna, Swami Vivekananda, Sri Aurobindo, produce more psychologically interesting knowledge than others, but even beginners can discover insights and techniques that are useful for others in search of psychological insight and mastery. Even if most of such beginners' work is of use to only a few, or fills in only a tiny corner of the entire picture, all this inner labour together will add up in one way or another to our collective understanding of human nature. Again, this is a process with obvious parallels in the hard sciences.
The ineffability of inner states is another often-cited argument against research in yoga, and it points at a genuine though not entirely intractable difficulty. The first thing to take into account is that ineffability is a relative term. At one extreme, one could argue that all experiences are 'inner' and as such ineffable: who is to say whether your experience of green is the same as mine? Doing so would, however, invalidate all experience-based sharing, so it is more practical to stick to the perhaps naïve idea that one can actually communicate with someone else about one's experiences to the — admittedly limited — extent the other recognizes them as similar to his or her own. The first occasion where the problem of ineffability then arises more seriously, comes when the other never had a similar experience. The crude, ablist, but archetypal example of this kind is the impossibility of fully explaining the experience of a person who can see colour to a person who is genetically colour blind. In a similar vein, it is argued, one cannot share inner experiences with people who never had such experiences. There is no doubt some truth in this, but, as usual, the same problem arises in the hard sciences. I cannot verify in my experience the beauty or validity of a complex mathematical formula, nor the inner structure of a far-away galaxy. Fortunately, there is a mitigating factor that can bridge the gap between the specialist and the lay person. People sometimes have a kind of pre-knowledge, a vague sense of what the real, all-out experience might be, long before they actually have it. A typical example is that people who would not be able to write one line of decent poetry can still enjoy reading it, and perfectly 'ordinary' people may still like to read mystical literature. They have not had the kind of experiences the mystic had, but still there is something in them that resonates when they read about these experiences. There are also certain experiences of which at least a shadow can be transferred by someone who had that experience to the mind of someone who has not had that experience. There are of course limits to the extent that this is possible. There remains a gap between reading about a country, visiting it, and actually living in it, and the gap increases if the 'other country' is not just another mix of known elements, but something of a radically different character. But then again, limiting our collective knowledge to what everybody can understand would negate all culture and all possibility of collective and individual progress.
Limitations on the side of the receiver are, however, not the only place where the problem of ineffability arises. A more difficult situation arises when the ineffability exists inside the person who has the experience that is to be conveyed. There is a weak and a strong form of this. In the weak form, the experience is difficult to describe due to lack of clarity on the side of experiencer. This can happen, for example, due to its complexity: describing an experience may simply take more time than can reasonably be expected to be available; or it can be due to the fact that there are no commonly agreed terms for the sensations felt. The latter can be because the sensations don't occur commonly enough, but it may also happen simply because describing is not really needed. (Can you describe the difference in taste between a pear and a melon?) In many of these cases, but not always, someone more familiar with the inner state, or simply more capable as word-smith, can help the experiencer to find the right words to express the experience.
A related but slightly different issue is that the inner realities most people know are not 'things': love, knowledge, and meaning cannot be measured as easily as rocks, tables and chairs. But it is good to realise that this type of hard, measurable 'things' is exceptional even within the physical domain. When we humans think of the physical world we think in first instance of relatively complex, hard, "frozen", objects of roughly our own size: rocks, trees, and so on, but such objects are extremely rare: for all we know, they can only exist on the crusts of planets that have cooled down to a very narrow range of temperatures and such planets make up only a negligibly small proportion of all the stuff in the physical universe. Worse, the hard surfaces we see exist to quite an extent only as illusions created by our senses: we see them because our eyes are sensitive to reflected light of a specific narrow range of frequencies. If our eyes had been sensitive to radiated light in the range of infrared or röntgen rays, the idea of measurable, coloured surfaces might never have arisen in our minds.
The beautiful physical world we see is a co-creation that arises at the interface between our sense-organs and the physical stuff we encounter in our surroundings. In that sense, the constructionists are right: most of our human knowledge is no doubt constructed. But they are wrong when they think that our constructions "hang in the air": our mental constructions do not exist in empty space. The physicists are not wrong when they claim that they describe actual stuff. And the Indian idealists are not wrong either when they claim that both, the world and our thoughts about it, are to quite an extent shaped by pre-existing formations in the consciousness that pervades the manifest worlds as well as what is beyond them. All the confusion arises because of the limited nature of our human minds. The Indian tradition considers the split our sense-mind (manas) makes between subject and object (and which is central to 'objective knowledge') as ignorance. It considers only knowledge of type one, knowledge by identity, as true knowledge. And the difference between these two types of knowledge creates its own, and somewhat peculiar, pseudo-ineffability since there is no simple one-to-one relationship between the way this innermost type of knowledge expresses itself in language and the way the outer knowledge types do it: it uses a kind of artistic, poetic license that is perfectly clear to those who know what it refers to but which 'objective' science finds hard to handle. And this brings us to the last, and in some ways most fascinating form of ineffability.
Beyond all we discussed so far, there is the intellectually most intractable strong form of ineffability: the situation where the state itself is ineffable, not just in the weak sense of being hard to describe, but in the strong sense of a consciousness that has no content in any known sense-modality. There is then, in a most literal sense, nothing to describe, while yet the (sometimes highly) positive impact brought about by entering that special state indicates that it must have been a state of increased, not of diminished, consciousness. Sri Aurobindo seems to indicate that this type of strong ineffability can, in certain cases, still be due to a simple lack of inner skill. This is the case for example when one is ‘blinded by too much light’ or when there is an undeveloped, unconscious stretch on the way into and out of that alternative state so that one cannot carry a concrete, expressible memory of the higher state down into one's ordinary state. As one's experience increases, one can then learn to bring more and more back from the higher states till one can 'bring down' their essence sufficienty to be simultaneously in the higher state and in the ordinary consciousness.2 Still, even Sri Aurobindo leaves a place for completely ineffable states and the related yogic trance of Samadhi. He writes:
It is true that up to a point difficult to define or delimit almost all that Samadhi [in the sense of yogic trance] can give, can be acquired without recourse to Samadhi. But still there are certain heights of spiritual and psychic experience of which the direct as opposed to a reflecting experience can only be acquired deeply and in its fullness by means of the Yogic trance. (SY, p. 526)
One could argue that with this, we have definitely left the terrain of science in favour of some vague, mystical heavens far beyond the shared reality, but as mentioned before, it would be an error to limit psychology to what is understandable by everyone. After all, astronomy would have got nowhere if it had limited itself to what the average lay person can see with his unaided eyes, and neither would have physics if it had limited itself to as much of mathematics as the average postgraduate remembers from primary school. If we consider it good for humanity if physicists are allowed to study the extreme limits of where the human intellect can reach, we have little reason to deny psychology the option of exploring the extreme limits of what human consciousness is capable of.
In many spiritual traditions, it is held that one should not talk about one's experiences except with one's guru, and there is good reason to take this advice seriously. Inner experiences, especially those at the ‘cutting edge’ of one's developmental process, tend to be fragile and can easily get distorted or blocked by sharing them. This can happen, for example, when the listener doesn't understand the territory well and puts pressure on the speaker to make the experience fit into whatever he or she is capable of understanding. Distorting influences can even occur through processes within the person who has the experience, like too much eagerness or fear. In fact, any grosser aspect of one's surface nature can distort or block the healthy development of something new, when one tries to express it too early, even to oneself. One needs to be respectful and sensitive to what happens in the inner domain, and in order to protect what happens there from interference by stronger, more well-established structures and forces, it is often good to give it time till the new development has become stable and well-settled. Only then can it be shared without running the risk of distortion.
It may be clear, then, that the ‘fragility’ of inner observations has serious consequences for the possibility of recording and sharing inner processes as part of research. A minimum precaution is that one should write about one's inner explorations in first instance only for oneself. At this first stage, one's only concern should be to be honest, open and faithful to the inner reality. One should not only ignore what others might think, but, as far as one can manage, one should keep even one's own mental preferences and expectations at bay and refrain from judgements and commentary.
At a later, second stage, when one begins to prepare the sharing with others, one has of course to consider how they will understand what one communicates, but even then, one should prioritise the safety and integrity of what one knows about the inner realities. As we will see later in more detail, an essential part of doing this is to learn how to hold one's experiences and observations in one's consciousness independent of the verbal descriptions one gives to them.3
The opposite issue is perhaps more immediately dangerous: it arises when the inner experience is more powerful than the outer nature can handle. Ancient texts warn that the vessel must be strong to hold the nectar safely, and, again, they were right. Our natures are extremely complex and the harmonious balance between the different parts can easily be broken when the energies that enter into it are too powerful.
Someone visiting a training centre for Tibetan Buddhism in the USA expressed at the end of his visit his admiration for all the hard work Tibetans put into their spiritual development. The head of the institute laughed and said, ‘Oh, no, in Tibet we never do it like this. We have introduced this heavy schedule only because American students don't believe they can achieve anything without hard work."
Such ‘spiritual emergencies’ can arise for many different reasons. There can be, for example, an innate weakness or a half-forgotten trauma that gets triggered; remnants of pride, ambition, or sexual desire can rise up and abuse the new powers for their egotistic ends; or the natural balance the person has achieved can break down due to drugs or too harshly executed spiritual exercises. We need not go into detail here, but it is crucial to realise that psychological explorations are not without danger.4 In the end, the only way to keep the journey safe is to find and obey one's inner guide, but almost everybody also needs, especially in the beginning, a good outer guide, or guru.
The problem of safety is not specific to the inner domain: chemistry is also dangerous, and so are electricity and nuclear energy. But science, and in some sense our civilization as a whole, is much less knowledgeable in the inner domain than in the outer one.
A third area that needs attention is that the inner domain is more value-laden than the outer domain. Researchers who describe the behaviour of others, will not be held accountable for the behaviour they describe. But when they descibe their own, the situation is different. Academicians working in the same field may appreciate the precision, mental clarity, and honesty with which the inner research has been done, but the general public is more likely to focus on the content and hold the researcher responsible for it. One thing that allows researchers to be honest and clear without concern about the social acceptability of their findings is anonymity safe-guarded by a strictly maintained confidentiality prootocol amongst those who know about the research. This solves the problem for those who do their inner research 'on the side' and have a social life that is independent of this specific piece of inner work. But for young researchers whose careers are dependent on the appreciation of their work by colleagues and seniors, anonymity can be a problem. One solution could be to organise a research community spanning one or more labs. Within such a community, researchers can then share their findings with their guides and amongst themselves to the extent that doing so feels sufficiently safe. This way their yoga-based-psychology skills get known within the privacy of the lab in which they work, and can be used to influence their career without disclosing the specific research on which it is based. At the same time individuals in the group can publish articles about work that is not necessarily done by themselves. Such publications can take the form of second- and third-person studies in which the confidentiality of their sources is guaranteed by the same protocols that medicine and counselling use to safe-guard the confidentiality of their patient and client data. Interestingly even first person research can be published anonymously when a well-established academic stands guarantee for the authenticity and trust-worhtiness of the anonymous researcher.5
For society to arrive at a complete picture of reality and for our collective progress, sharing is clearly crucial, but even for the individual sharing need not always be a negative experience. It can be highly encouraging to meet people with similar experiences. Meeting others with similar experiences can give one the courage to accept and consolidate what one has found so that one can move on and take the next step. Sharing with someone who is more open and skilful with the inner realities than one is oneself can actually help to see more, and more accurately, than one had managed on one's own, somewhat in the same way that it takes time and guidance to learn how to distinguish different types of cells under a microscope. Realising how many different ways there are in which people experience and deal with the inner worlds can be liberating and open windows in directions one had not even thought of.
Many Indian scriptures describe the importance of living in the household of a guru, and the early Buddhists, like seekers in many other traditions, stressed the importance of the sangha, the brotherhood of the monks. For an integral transformation of the dynamic side of one's nature, a congenial and protected environment to try out new ways of working and relating to other people may well be considered crucial.
And yet, all this is again not without risk. Given the self-reinforcing nature of group-thinking, the sincerity and inner clarity of the guide(s) of such groups is perhaps even more crucial than for individual work, and the way larger sects can lose connection with reality, it may be wise to limit the size of such socio-psychological 'laboratories' so that members maintain sufficient contact with non-participants.
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In the next sections we'll have a look at the more practical, organisational aspects of bringing inner and outer types of research together.
1It is a fairly common experience that once the surface noise of one's mind stills, one becomes not only more aware of what happens deep inside oneself, but one can also begin to become more aware of what happens inside others. One discovers then that the physical world is not the only shared reality; feelings and thoughts belong to shared worlds of their own. It is as if people are only in their surface consciousness fully 'skin-encapsulated', while on these deeper layers they are quite closely connected. It appears that some people can even sense in remarkable detail the consciousness of physical things that on the surface appear to be inanimate.
2This allows then a rather special, double-layered communication in which there is at the same time a sharing in the form of words, and a sharing in the form of direct contact from consciousness to consciousness.
3This ability to hold an experience in one's awareness independent of the way one expresses it, is also necessary when one shares and compares inner phenomena with people with different backgrounds. Since inquiry in the inner domain has till now taken place largely in isolated silos, the same aspect of reality has often been described in different words, or, even more confusingly, the same words have been used for very different realities. We'll discuss later how these issues could be tackled in various forms of collaborative research.
4 "Doing yoga" has been described as repairing and upgrading one's bike while racing around in a city.
5An early example of how such inner work can be published anonymously is the one C.S. Tart undertook. He created a website on which reputed scientists could post their findings anonymously, while he guaranteed the genuineness and reputation of those whose research (or experience) was published.
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